A securities expert told Bloomberg that despite the increase exchange-traded note investments seen in the last two years, investors do not still have a clue on how these volatile securities work or the risks associated with it.
US District Judge Laura Taylor Swain has issued a one-page order for both the US prosecutors and SAC Capital Advisors LP's legal team to address six questions that might her reject or approve the pending $900 million insider trading fine.
Retired US Securities and Exchange Commission trial lawyer James Kidney's latest criticism against the US Securities and Exchange Commission's efforts in bringing cases against Wall Street leaders underlines the agency's lack of teeth in holding entities responsible for the 2008 credit crisis.
The US Securities and Exchange Commission has recently settled two cases filed against men who traded shares using confidential information they have overheard from their wives/
