Newmont Mining, one of the biggest gold producers, has commenced its investigations into some external business operations. The investigation comprises an evaluation of agreement that complies with the US Foreign Corrupt practices Act.
Federal prosecutors are now investigating Theranos, a blood-testing company. The company allegedly misled its investors over the efficacy of its products and the company's ability to handle investments.
The Valeant Pharmaceuticals International is now under the scrutiny of the US SEC after its annual financial reports have been static, worrying most of its investors.
The US Securities and Exchange Commision is now creating new policies regarding algorithmic trading. The commission will monitor trading activities as well as enhance its rules on record keeping.
Another defendant in the international hacking case, Arkadiy Dubovoy, 51, pleaded guilty before a US District Court Judge. The US Securities and Exchange Commission has also added 9 more defendants in the case.
A recent complaint filed by the the US Securities and Exchange Commission at a New York federal court is requesting a temporary freeze on US naturalized citizen Luis Chang or the company he has control over, Everbright Development Overseas Ltd, as the investor has fled to China on market manipulation charges relating to a fake bid for Allied Nevada Gold Corp shares, Bloomberg reported.
The three-judge panel of the US Court of Appeals in New York has ordered a district judge to review the settlement between Citigroup Inc and the Securities and Exchange Commission to settle claims of investor fraud after the latter rejected it in a 2007 decision, Bloomberg reported.
An agreement has been reached between the US Securities and Exchange Commission and Erik Voorhees over the civil charges filed against the Bitcoin for public offering share sales that are unregistered, Reuters reported.
A 90-day extension for an appeal briefing on a January decision that bars the operations of Chinese affiliates of the top four biggest accounting firms in the world has been approved yesterday, Bloomberg reported.
Assistant US Attorney Arlo Devlin-Brown said in a letter to judge Brenda P. Murray yesterday that the administrative proceeding of SAC Capital Advisors LP founder Steven A. Cohen should be on hold until all criminal cases of his employees have been resolved.
Bloomberg said that Alcoa Inc and Allegheny Technologies did not disclose to its investors about the cyber-attack incident by the Chinese military officials named in the US Securities and Exchange Commission indictment despite the fact that they are required to under rules of investor disclosure.
Opening arguments regarding the US Securities and Exchange Commission's allegations against Nelson Obus and two others over insider trading linked to a corporate sale of SunSource have been heard recently, Bloomberg reported.
An industry expert told Bloomberg that the latest penalty imposed on the New York Stock Exchange by the US Securities and Exchange Commission simply means that the regulator is emphasizing that it will ensure that trading exchanges have stricter rules in place to curb potential trading crimes or violations.
As part of a deferred-prosecution agreement to settle a five-year probe about its alleged bribery, Avon Products Inc will reportedly pay a total of $135 million to settle the criminal and civic inquiries by the US Justice Department and the Securities and Exchange Commission.
A trading expert had told Bloomberg that requiring all brokers to completely fill out a customer's order, including where it intends to be sent, will help protect investors from predatory traders as described by Michael Lewis' new book "Flash Boys."
A securities expert told Bloomberg that despite the increase exchange-traded note investments seen in the last two years, investors do not still have a clue on how these volatile securities work or the risks associated with it.
US District Judge Laura Taylor Swain has issued a one-page order for both the US prosecutors and SAC Capital Advisors LP's legal team to address six questions that might her reject or approve the pending $900 million insider trading fine.
Retired US Securities and Exchange Commission trial lawyer James Kidney's latest criticism against the US Securities and Exchange Commission's efforts in bringing cases against Wall Street leaders underlines the agency's lack of teeth in holding entities responsible for the 2008 credit crisis.
The US Securities and Exchange Commission has recently settled two cases filed against men who traded shares using confidential information they have overheard from their wives/
According to a letter sent by the US Securities and Exchange Commission, the agency is looking into whether virtual exchange MPex has violated US laws in relation to an August 2012 stock sale of SatoshiDice.com to an unknown private entity.
