Tags: Securities and Exchange Commission

Theranos is now under probe by the Securities and Exchange Commission and the Federal Criminal Investigation due to the flaws on the results of its blood-testing laboratories.

Securities and Exchange Commission filed a lawsuit against a former employee of ConvergEx for participating in a fraudulent scheme to reap millions from customers.

The heads of the U.S. agencies that regulate securities and commodities pressed a Senate committee. They are asking the U.S. Congress to boost their budgets as the financial markets and technology continue to grow.