Tags: SEC

New York State's comptroller and four other Exxon Mobil shareholders allegedly sought the SEC for help. The move is said to force the oil producer to include a climate change resolution in its annual shareholder proxy.

The Securities and Exchange Commission confirmed that the New York Stock Exchange withdrew its proposal of determining "aberrant" pricing of exchange-traded funds. The rule would have allowed NYSE to warn traders of ETF pricing deviation.

Mondelez has confirmed that they have received a Wells notice from the U.S. SEC for their Cadbury plant in India.